Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$6K ﹤0.01%
+427
1552
$6K ﹤0.01%
+321
1553
$6K ﹤0.01%
262
-156
1554
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330
-1,274
1555
$6K ﹤0.01%
2,080
+1,855
1556
$6K ﹤0.01%
1,544
-16,894
1557
$6K ﹤0.01%
+662
1558
$6K ﹤0.01%
399
+364
1559
$6K ﹤0.01%
356
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1560
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420
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1561
$6K ﹤0.01%
2,864
-13,380
1562
$6K ﹤0.01%
+2,255
1563
$6K ﹤0.01%
2,811
-643
1564
$6K ﹤0.01%
900
-166,086
1565
$5K ﹤0.01%
200
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1566
$5K ﹤0.01%
479
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1567
$5K ﹤0.01%
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1568
$5K ﹤0.01%
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1569
$5K ﹤0.01%
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1570
$5K ﹤0.01%
2,993
-6,102
1571
$5K ﹤0.01%
149
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1572
$5K ﹤0.01%
+171
1573
$5K ﹤0.01%
+470
1574
$5K ﹤0.01%
1,809
-1,004
1575
$5K ﹤0.01%
784
-584