Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$18K ﹤0.01%
130
+77
1552
$18K ﹤0.01%
600
+69
1553
$18K ﹤0.01%
156
+63
1554
$18K ﹤0.01%
270
+263
1555
$18K ﹤0.01%
2,155
-133
1556
$18K ﹤0.01%
+466
1557
$17K ﹤0.01%
+396
1558
$17K ﹤0.01%
1,941
+154
1559
$17K ﹤0.01%
+1,229
1560
$17K ﹤0.01%
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1561
$17K ﹤0.01%
306
-2,187
1562
$17K ﹤0.01%
398
-683
1563
$17K ﹤0.01%
+1,816
1564
$17K ﹤0.01%
671
+239
1565
$17K ﹤0.01%
+4,745
1566
$17K ﹤0.01%
+586
1567
$17K ﹤0.01%
75
-164
1568
$17K ﹤0.01%
965
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1569
$17K ﹤0.01%
+600
1570
$17K ﹤0.01%
825
-1,112
1571
$17K ﹤0.01%
+375
1572
$16K ﹤0.01%
4,283
-2,143
1573
$16K ﹤0.01%
481
-3,282
1574
$16K ﹤0.01%
+914
1575
$16K ﹤0.01%
1,835
-6,313