Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$12K ﹤0.01%
105
-1,610
1552
$12K ﹤0.01%
2,670
+2,266
1553
$12K ﹤0.01%
1,870
+1,112
1554
$12K ﹤0.01%
5,200
+3,597
1555
$12K ﹤0.01%
3,582
+2,226
1556
$11K ﹤0.01%
621
-1,644
1557
$11K ﹤0.01%
+290
1558
$11K ﹤0.01%
700
-4,216
1559
$11K ﹤0.01%
134
-179
1560
$11K ﹤0.01%
4,643
-8,640
1561
$11K ﹤0.01%
910
-17,610
1562
$11K ﹤0.01%
+379
1563
$11K ﹤0.01%
+72
1564
$11K ﹤0.01%
+37
1565
$11K ﹤0.01%
+1,003
1566
$11K ﹤0.01%
580
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1567
$11K ﹤0.01%
787
-16,477
1568
$11K ﹤0.01%
564
-60,333
1569
$11K ﹤0.01%
75
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1570
$11K ﹤0.01%
+2,151
1571
$11K ﹤0.01%
690
-9,498
1572
$10K ﹤0.01%
+736
1573
$10K ﹤0.01%
+3,401
1574
$10K ﹤0.01%
1,204
-10,628
1575
$10K ﹤0.01%
385
+33