Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$1K ﹤0.01%
7
-62
1552
$1K ﹤0.01%
+70
1553
$1K ﹤0.01%
+139
1554
$1K ﹤0.01%
+2
1555
$1K ﹤0.01%
+6
1556
$1K ﹤0.01%
+31
1557
$1K ﹤0.01%
27
-112
1558
$1K ﹤0.01%
132
-1,207
1559
$1K ﹤0.01%
+57
1560
$1K ﹤0.01%
+26
1561
$1K ﹤0.01%
+42
1562
$1K ﹤0.01%
+771
1563
$1K ﹤0.01%
133
-640
1564
$1K ﹤0.01%
123
-1,678
1565
$1K ﹤0.01%
93
-136
1566
$1K ﹤0.01%
+36
1567
$1K ﹤0.01%
+217
1568
0
1569
$1K ﹤0.01%
10
+6
1570
$1K ﹤0.01%
63
-312
1571
0
1572
$1K ﹤0.01%
+59
1573
$1K ﹤0.01%
+376
1574
$1K ﹤0.01%
+30
1575
$1K ﹤0.01%
477
-523