Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.52%
2 Consumer Discretionary 13.81%
3 Healthcare 11.41%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1526
$103K ﹤0.01%
35,291
+18,431
1527
$103K ﹤0.01%
+1,533
1528
$103K ﹤0.01%
1,164
-929
1529
$103K ﹤0.01%
1,746
-14,824
1530
$103K ﹤0.01%
+2,100
1531
$103K ﹤0.01%
1,216
+941
1532
$103K ﹤0.01%
+3,926
1533
$102K ﹤0.01%
2,828
+377
1534
$102K ﹤0.01%
1,547
-672
1535
$102K ﹤0.01%
4,790
-59,907
1536
$102K ﹤0.01%
+4,865
1537
$102K ﹤0.01%
+270
1538
$102K ﹤0.01%
+11,415
1539
$102K ﹤0.01%
3,473
-15,128
1540
$102K ﹤0.01%
5,849
-5,171
1541
$102K ﹤0.01%
4,515
-33,441
1542
$101K ﹤0.01%
32,670
+18,519
1543
$101K ﹤0.01%
+1,526
1544
$101K ﹤0.01%
+5,629
1545
$100K ﹤0.01%
+4
1546
$100K ﹤0.01%
407
+103
1547
$100K ﹤0.01%
10,919
-16,063
1548
$100K ﹤0.01%
4,283
+3,439
1549
$100K ﹤0.01%
+5,212
1550
$99K ﹤0.01%
+13,897