Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1526
$16K ﹤0.01%
+464
1527
$16K ﹤0.01%
+1,477
1528
$16K ﹤0.01%
200
-983
1529
$15K ﹤0.01%
14,933
-2,739
1530
$15K ﹤0.01%
683
+114
1531
$15K ﹤0.01%
+3,080
1532
$15K ﹤0.01%
1,401
+759
1533
$15K ﹤0.01%
+465
1534
$15K ﹤0.01%
500
1535
$15K ﹤0.01%
4,283
+4,234
1536
$15K ﹤0.01%
1,890
+1,040
1537
$15K ﹤0.01%
1,020
+100
1538
$14K ﹤0.01%
+113
1539
$14K ﹤0.01%
7,419
-6,766
1540
$14K ﹤0.01%
2,200
+1,839
1541
$14K ﹤0.01%
3,604
+1,753
1542
$14K ﹤0.01%
+1,200
1543
$14K ﹤0.01%
2,922
+2,822
1544
$14K ﹤0.01%
+444
1545
$14K ﹤0.01%
90
1546
$14K ﹤0.01%
103
+55
1547
$14K ﹤0.01%
1,110
-985
1548
$14K ﹤0.01%
4,097
-4,185
1549
$14K ﹤0.01%
+759
1550
$14K ﹤0.01%
2,087
-4,567