Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1526
$15K ﹤0.01%
4,905
+4,759
1527
$15K ﹤0.01%
1,799
+155
1528
$15K ﹤0.01%
+700
1529
$15K ﹤0.01%
1,651
+1,451
1530
$15K ﹤0.01%
709
+581
1531
$15K ﹤0.01%
11,143
+3,704
1532
$15K ﹤0.01%
+3,372
1533
$15K ﹤0.01%
+69,435
1534
$15K ﹤0.01%
3,822
-70
1535
$14K ﹤0.01%
+235
1536
$14K ﹤0.01%
65
-9,391
1537
$14K ﹤0.01%
1,199
-17,441
1538
$14K ﹤0.01%
2,633
-9,746
1539
$14K ﹤0.01%
1,257
-327
1540
$14K ﹤0.01%
566
-1,011
1541
$14K ﹤0.01%
+118
1542
$14K ﹤0.01%
8,025
+776
1543
$14K ﹤0.01%
+28,803
1544
$14K ﹤0.01%
1,531
+964
1545
$14K ﹤0.01%
+1,064
1546
$14K ﹤0.01%
+247
1547
$14K ﹤0.01%
761
+344
1548
$14K ﹤0.01%
1,956
-919
1549
$14K ﹤0.01%
+2,154
1550
$14K ﹤0.01%
10,614
+8,501