Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1526
$6K ﹤0.01%
820
+601
1527
$6K ﹤0.01%
245
-1,181
1528
$6K ﹤0.01%
+6,997
1529
$5K ﹤0.01%
+75
1530
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+215
1531
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190
-892
1532
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+86
1533
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+276
1534
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+114
1535
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110
-184
1536
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128
1537
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+175
1538
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194
1539
$5K ﹤0.01%
+13
1540
$5K ﹤0.01%
+109
1541
$5K ﹤0.01%
+945
1542
$5K ﹤0.01%
+80
1543
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81
+50
1544
$5K ﹤0.01%
21
+3
1545
$5K ﹤0.01%
+252
1546
$5K ﹤0.01%
+1,263
1547
$5K ﹤0.01%
930
-539
1548
$5K ﹤0.01%
+3,347
1549
$5K ﹤0.01%
3,159
+1,646
1550
$5K ﹤0.01%
11,589
+5,291