Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1526
$13K ﹤0.01%
+388
1527
$13K ﹤0.01%
1,698
-146
1528
$13K ﹤0.01%
302
-2,159
1529
$13K ﹤0.01%
+484
1530
$13K ﹤0.01%
+2,706
1531
$13K ﹤0.01%
393
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1532
$13K ﹤0.01%
6,533
+5,020
1533
$12K ﹤0.01%
277
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1534
$12K ﹤0.01%
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1535
$12K ﹤0.01%
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$12K ﹤0.01%
316
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1537
$12K ﹤0.01%
+182
1538
$12K ﹤0.01%
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1539
$12K ﹤0.01%
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1540
$12K ﹤0.01%
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$12K ﹤0.01%
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1542
$12K ﹤0.01%
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$12K ﹤0.01%
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$12K ﹤0.01%
198
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$12K ﹤0.01%
272
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$12K ﹤0.01%
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1547
$12K ﹤0.01%
692
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1548
$12K ﹤0.01%
+572
1549
$12K ﹤0.01%
+916
1550
$12K ﹤0.01%
+602