Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$23K ﹤0.01%
403
-23,193
1502
$23K ﹤0.01%
+26,499
1503
$23K ﹤0.01%
30,288
-32,912
1504
$23K ﹤0.01%
+16,458
1505
$23K ﹤0.01%
1,659
-816
1506
$23K ﹤0.01%
+10,578
1507
$23K ﹤0.01%
1,430
-313
1508
$23K ﹤0.01%
444
-38
1509
$22K ﹤0.01%
2,007
-300
1510
$22K ﹤0.01%
9,241
-23,641
1511
$22K ﹤0.01%
668
-189
1512
$22K ﹤0.01%
+12,413
1513
$22K ﹤0.01%
+128
1514
$22K ﹤0.01%
44
-241
1515
$22K ﹤0.01%
+240
1516
$22K ﹤0.01%
11,908
+7,889
1517
$22K ﹤0.01%
3,704
+844
1518
$22K ﹤0.01%
3,110
-1,306
1519
$22K ﹤0.01%
822
+646
1520
$22K ﹤0.01%
589
-101
1521
$22K ﹤0.01%
+518
1522
$22K ﹤0.01%
547
-5,262
1523
$22K ﹤0.01%
1,744
-27
1524
$21K ﹤0.01%
3,230
-77,054
1525
$21K ﹤0.01%
+512