Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$109K ﹤0.01%
1,122
-2,956
1502
$109K ﹤0.01%
4,213
+3,751
1503
$109K ﹤0.01%
37,528
+37,525
1504
$109K ﹤0.01%
+10,093
1505
$108K ﹤0.01%
6,927
-921
1506
$108K ﹤0.01%
1,482
-8,685
1507
$108K ﹤0.01%
+285
1508
$107K ﹤0.01%
6,712
-16,422
1509
$107K ﹤0.01%
1,083
+860
1510
$107K ﹤0.01%
8,709
-4,410
1511
$107K ﹤0.01%
5,933
+312
1512
$107K ﹤0.01%
30,417
-622,843
1513
$107K ﹤0.01%
2,088
+1,527
1514
$106K ﹤0.01%
10,993
+10,672
1515
$106K ﹤0.01%
5,933
+4,644
1516
$106K ﹤0.01%
2,704
-161,639
1517
$106K ﹤0.01%
+350
1518
$106K ﹤0.01%
437
-2,199
1519
$106K ﹤0.01%
683
-195
1520
$105K ﹤0.01%
7,754
-23,715
1521
$105K ﹤0.01%
+981
1522
$105K ﹤0.01%
2,648
+1,563
1523
$105K ﹤0.01%
3,564
+2,973
1524
$104K ﹤0.01%
+7,387
1525
$104K ﹤0.01%
+47,831