Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$143K ﹤0.01%
1,937
+1,821
1502
$143K ﹤0.01%
1,201
1503
$142K ﹤0.01%
44,721
1504
$142K ﹤0.01%
8,506
+17
1505
$142K ﹤0.01%
7,862
1506
$142K ﹤0.01%
1,331
+200
1507
$142K ﹤0.01%
8,719
1508
$142K ﹤0.01%
2,744
1509
$141K ﹤0.01%
9,332
1510
$141K ﹤0.01%
1,292
-33
1511
$140K ﹤0.01%
10,016
1512
$140K ﹤0.01%
8,433
+1,000
1513
$140K ﹤0.01%
11,608
-300
1514
$139K ﹤0.01%
1,843
1515
$139K ﹤0.01%
3,096
1516
$139K ﹤0.01%
1,366
1517
$139K ﹤0.01%
59,917
+4,102
1518
$138K ﹤0.01%
529
-100
1519
$138K ﹤0.01%
1,645
-4
1520
$138K ﹤0.01%
12,976
1521
$138K ﹤0.01%
13,776
+500
1522
$137K ﹤0.01%
1,575
-200
1523
$137K ﹤0.01%
4,086
+200
1524
$137K ﹤0.01%
1,724
1525
$137K ﹤0.01%
31,556
-40