Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$56K ﹤0.01%
+3,792
1502
$55K ﹤0.01%
510
-2,193
1503
$55K ﹤0.01%
+4,266
1504
$55K ﹤0.01%
+207
1505
$55K ﹤0.01%
1,466
+1,454
1506
$55K ﹤0.01%
1,722
-3,421
1507
$54K ﹤0.01%
5,544
-1,547
1508
$54K ﹤0.01%
+1,014
1509
$54K ﹤0.01%
3,741
-82
1510
$54K ﹤0.01%
+1,190
1511
$54K ﹤0.01%
36,402
+14,402
1512
$54K ﹤0.01%
4,339
-7,825
1513
$54K ﹤0.01%
3,880
-71,284
1514
$54K ﹤0.01%
+168
1515
$54K ﹤0.01%
3,934
-14,422
1516
$54K ﹤0.01%
12,983
+7,892
1517
$53K ﹤0.01%
+89
1518
$53K ﹤0.01%
4,751
-2,480
1519
$53K ﹤0.01%
+987
1520
$53K ﹤0.01%
375
-2,644
1521
$53K ﹤0.01%
2,757
+2,435
1522
$53K ﹤0.01%
846
+453
1523
$53K ﹤0.01%
+5,451
1524
$53K ﹤0.01%
+534
1525
$53K ﹤0.01%
6,583
-6,617