Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$16K ﹤0.01%
+4,939
1502
$16K ﹤0.01%
+529
1503
$16K ﹤0.01%
18,544
-398,612
1504
$16K ﹤0.01%
480
-2,711
1505
$16K ﹤0.01%
190
-1,820
1506
$16K ﹤0.01%
1,097
+759
1507
$16K ﹤0.01%
+190
1508
$16K ﹤0.01%
+1,200
1509
$16K ﹤0.01%
581
+540
1510
$16K ﹤0.01%
+1,376
1511
$16K ﹤0.01%
+570
1512
$16K ﹤0.01%
+1,363
1513
$16K ﹤0.01%
351
+331
1514
$16K ﹤0.01%
+4,217
1515
$16K ﹤0.01%
4,454
-13,118
1516
$16K ﹤0.01%
+848
1517
$15K ﹤0.01%
+158
1518
$15K ﹤0.01%
17,672
+16,821
1519
$15K ﹤0.01%
6,315
-11,699
1520
$15K ﹤0.01%
193
+97
1521
$15K ﹤0.01%
914
+209
1522
$15K ﹤0.01%
+84
1523
$15K ﹤0.01%
584
-4,193
1524
$15K ﹤0.01%
+1,030
1525
$15K ﹤0.01%
+314