Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$6K ﹤0.01%
179
-3,348
1502
$6K ﹤0.01%
+206
1503
$6K ﹤0.01%
+416
1504
$6K ﹤0.01%
+139
1505
$6K ﹤0.01%
453
-10,504
1506
$6K ﹤0.01%
1,239
+350
1507
$6K ﹤0.01%
+200
1508
$6K ﹤0.01%
+92
1509
$6K ﹤0.01%
+1,650
1510
$6K ﹤0.01%
1,176
+1,053
1511
$6K ﹤0.01%
589
-14
1512
$6K ﹤0.01%
501
-1,939
1513
$6K ﹤0.01%
+962
1514
$6K ﹤0.01%
480
-7,040
1515
$6K ﹤0.01%
+1,147
1516
$6K ﹤0.01%
+100
1517
$6K ﹤0.01%
110
+3
1518
$6K ﹤0.01%
491
-28,005
1519
$6K ﹤0.01%
+274
1520
$6K ﹤0.01%
656
-12,641
1521
$6K ﹤0.01%
+86
1522
$6K ﹤0.01%
44
-27
1523
0
1524
$6K ﹤0.01%
1,580
+516
1525
$6K ﹤0.01%
+2,203