Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$8K ﹤0.01%
+4,559
1502
$8K ﹤0.01%
886
-7,222
1503
$8K ﹤0.01%
+714
1504
$8K ﹤0.01%
140
-2,284
1505
$8K ﹤0.01%
1,108
-14,906
1506
$8K ﹤0.01%
+738
1507
$8K ﹤0.01%
1,734
-11,698
1508
$8K ﹤0.01%
88
-134
1509
$8K ﹤0.01%
308
-550
1510
$8K ﹤0.01%
71
-59
1511
$8K ﹤0.01%
239
+91
1512
$8K ﹤0.01%
+1,051
1513
$8K ﹤0.01%
223
-12,486
1514
$8K ﹤0.01%
1,697
-3,079
1515
$8K ﹤0.01%
2,670
+58
1516
$8K ﹤0.01%
+449
1517
$8K ﹤0.01%
1,139
-2,416
1518
$8K ﹤0.01%
+209
1519
$8K ﹤0.01%
2,220
+394
1520
$7K ﹤0.01%
815
+695
1521
$7K ﹤0.01%
104
+94
1522
$7K ﹤0.01%
+82
1523
$7K ﹤0.01%
532
-4,028
1524
$7K ﹤0.01%
150
+139
1525
$7K ﹤0.01%
+160