Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$4K ﹤0.01%
845
+592
1502
$4K ﹤0.01%
+1,343
1503
$4K ﹤0.01%
+2,610
1504
$4K ﹤0.01%
+142
1505
$4K ﹤0.01%
131
-11,614
1506
$4K ﹤0.01%
+160
1507
$4K ﹤0.01%
2,492
-27,201
1508
$4K ﹤0.01%
107
-100
1509
$3K ﹤0.01%
115
-607
1510
$3K ﹤0.01%
+214
1511
$3K ﹤0.01%
+102
1512
$3K ﹤0.01%
+60
1513
$3K ﹤0.01%
+54
1514
$3K ﹤0.01%
218
-896
1515
$3K ﹤0.01%
+66
1516
$3K ﹤0.01%
213
-3,743
1517
$3K ﹤0.01%
+394
1518
$3K ﹤0.01%
+49
1519
$3K ﹤0.01%
+547
1520
$3K ﹤0.01%
+331
1521
$3K ﹤0.01%
+75
1522
$3K ﹤0.01%
102
-2,090
1523
$3K ﹤0.01%
+419
1524
$3K ﹤0.01%
50
-6,328
1525
$3K ﹤0.01%
100