Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$6K ﹤0.01%
180
-1,474
1502
$6K ﹤0.01%
+1,392
1503
$6K ﹤0.01%
687
-4,636
1504
$5K ﹤0.01%
+291
1505
$5K ﹤0.01%
+92
1506
$5K ﹤0.01%
4,370
-600
1507
$5K ﹤0.01%
72
-459
1508
$5K ﹤0.01%
+124
1509
$5K ﹤0.01%
+56
1510
$5K ﹤0.01%
582
-2,400
1511
$5K ﹤0.01%
+210
1512
$5K ﹤0.01%
+239
1513
$5K ﹤0.01%
949
-3,957
1514
$5K ﹤0.01%
227
+26
1515
$5K ﹤0.01%
138
-4,010
1516
$5K ﹤0.01%
+428
1517
$5K ﹤0.01%
+349
1518
$5K ﹤0.01%
+89
1519
$5K ﹤0.01%
+163
1520
$5K ﹤0.01%
+14
1521
$5K ﹤0.01%
+940
1522
$5K ﹤0.01%
430
-1,125
1523
$5K ﹤0.01%
+160
1524
$5K ﹤0.01%
225
+62
1525
$5K ﹤0.01%
+1,500