Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1476
$42K ﹤0.01%
4,993
-16,720
1477
$42K ﹤0.01%
+200
1478
$42K ﹤0.01%
3,628
1479
$42K ﹤0.01%
10,100
1480
$42K ﹤0.01%
2,470
-1,145
1481
$42K ﹤0.01%
+1,617
1482
$41K ﹤0.01%
+9,513
1483
$41K ﹤0.01%
545
-451
1484
$41K ﹤0.01%
1,931
-2,250
1485
$41K ﹤0.01%
1,005
+1,004
1486
$41K ﹤0.01%
1,898
-762
1487
$41K ﹤0.01%
+782
1488
$41K ﹤0.01%
1,460
+1,000
1489
$41K ﹤0.01%
+13,806
1490
$41K ﹤0.01%
36,503
+35,970
1491
$40K ﹤0.01%
2,474
-14,715
1492
$40K ﹤0.01%
+334
1493
$40K ﹤0.01%
4,020
+3,109
1494
$40K ﹤0.01%
+15,184
1495
$40K ﹤0.01%
+3,715
1496
$40K ﹤0.01%
+468
1497
$40K ﹤0.01%
800
+500
1498
$40K ﹤0.01%
1,015
-4,831
1499
$40K ﹤0.01%
5,769
-8,172
1500
$40K ﹤0.01%
671
+656