Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1476
$90K ﹤0.01%
3,793
-7,307
1477
$90K ﹤0.01%
+3,576
1478
$90K ﹤0.01%
17,255
-26,436
1479
$89K ﹤0.01%
111
+22
1480
$89K ﹤0.01%
5,220
+2,337
1481
$89K ﹤0.01%
291
-388
1482
$89K ﹤0.01%
14,289
+3,159
1483
$89K ﹤0.01%
+3,915
1484
$88K ﹤0.01%
+5,560
1485
$88K ﹤0.01%
1,939
-16,933
1486
$88K ﹤0.01%
+1,088
1487
$88K ﹤0.01%
9,063
+6,734
1488
$87K ﹤0.01%
31,527
+30,028
1489
$87K ﹤0.01%
126
-78
1490
$87K ﹤0.01%
3,239
+1,838
1491
$87K ﹤0.01%
+3,682
1492
$87K ﹤0.01%
14,977
+8,382
1493
$87K ﹤0.01%
6,406
+6,290
1494
$87K ﹤0.01%
+2,225
1495
$86K ﹤0.01%
+3,571
1496
$86K ﹤0.01%
+1,421
1497
$85K ﹤0.01%
+471
1498
$85K ﹤0.01%
3,047
-3,545
1499
$84K ﹤0.01%
1,016
-2,970
1500
$84K ﹤0.01%
17,588
+16,199