Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1476
$9K ﹤0.01%
+2,643
1477
$9K ﹤0.01%
2,997
-1,224
1478
$8K ﹤0.01%
+2,090
1479
$8K ﹤0.01%
54
-33
1480
$8K ﹤0.01%
+26
1481
$8K ﹤0.01%
1,055
+664
1482
$8K ﹤0.01%
+4,318
1483
$8K ﹤0.01%
2,537
-25,815
1484
$8K ﹤0.01%
+46
1485
$8K ﹤0.01%
+104
1486
$8K ﹤0.01%
+275
1487
$8K ﹤0.01%
+624
1488
$8K ﹤0.01%
1,270
-6,433
1489
$8K ﹤0.01%
1,258
-21,493
1490
$8K ﹤0.01%
+2,120
1491
$8K ﹤0.01%
+3,145
1492
$8K ﹤0.01%
283
-36
1493
$8K ﹤0.01%
257
+198
1494
$7K ﹤0.01%
+120
1495
$7K ﹤0.01%
365
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1496
$7K ﹤0.01%
226
+201
1497
$7K ﹤0.01%
516
+197
1498
$7K ﹤0.01%
+158
1499
$7K ﹤0.01%
+507
1500
$7K ﹤0.01%
2,333
-1,740