Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1476
$10K ﹤0.01%
3,096
-15,108
1477
$10K ﹤0.01%
+2,868
1478
$10K ﹤0.01%
40,600
+27,856
1479
$10K ﹤0.01%
7,925
-2,019
1480
$9K ﹤0.01%
+104
1481
$9K ﹤0.01%
+572
1482
$9K ﹤0.01%
654
-721
1483
$9K ﹤0.01%
1,916
-292
1484
$9K ﹤0.01%
294
+165
1485
$9K ﹤0.01%
747
-1,604
1486
$9K ﹤0.01%
257
-5,350
1487
$9K ﹤0.01%
632
+558
1488
$9K ﹤0.01%
2,136
-22,918
1489
$9K ﹤0.01%
+120
1490
$9K ﹤0.01%
5,124
-13,595
1491
$9K ﹤0.01%
+225
1492
$9K ﹤0.01%
637
-13,275
1493
$9K ﹤0.01%
1,306
-1,219
1494
$9K ﹤0.01%
273
-135
1495
$9K ﹤0.01%
354
-4,733
1496
$9K ﹤0.01%
+5,920
1497
$9K ﹤0.01%
+1,469
1498
$9K ﹤0.01%
6,298
-9,365
1499
$9K ﹤0.01%
580
-10,564
1500
$9K ﹤0.01%
3,910
+3,450