Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1476
$15K ﹤0.01%
5,987
+916
1477
$15K ﹤0.01%
578
-3,190
1478
$15K ﹤0.01%
5,126
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1479
$15K ﹤0.01%
434
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1480
$15K ﹤0.01%
+484
1481
$15K ﹤0.01%
728
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1482
$15K ﹤0.01%
+898
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$15K ﹤0.01%
2,430
-2,558
1484
$15K ﹤0.01%
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-989
1485
$15K ﹤0.01%
5,111
+2,082
1486
$15K ﹤0.01%
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1487
$14K ﹤0.01%
+462
1488
$14K ﹤0.01%
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1489
$14K ﹤0.01%
100
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$14K ﹤0.01%
676
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1491
$14K ﹤0.01%
300
-18,663
1492
$14K ﹤0.01%
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1493
$14K ﹤0.01%
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1494
$14K ﹤0.01%
+184
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$14K ﹤0.01%
338
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1496
$14K ﹤0.01%
2,582
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1497
$14K ﹤0.01%
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1498
$14K ﹤0.01%
1,625
-683
1499
$14K ﹤0.01%
779
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$14K ﹤0.01%
1,082
+1,075