Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$4.95M ﹤0.01%
74,129
-236,993
127
$4.94M ﹤0.01%
62,843
+13,320
128
$4.93M ﹤0.01%
86,790
+14,717
129
$4.91M ﹤0.01%
37,406
+3,094
130
$4.89M ﹤0.01%
289,095
-17,865
131
$4.75M ﹤0.01%
369,820
+103,017
132
$4.7M ﹤0.01%
32,646
+4,623
133
$4.69M ﹤0.01%
903,943
+408,472
134
$4.65M ﹤0.01%
114,849
+1,231
135
$4.64M ﹤0.01%
40,720
-43,443
136
$4.63M ﹤0.01%
+219,981
137
$4.62M ﹤0.01%
102,490
+62,612
138
$4.6M ﹤0.01%
40,176
-13,127
139
$4.6M ﹤0.01%
47,131
+44,062
140
$4.55M ﹤0.01%
+31,305
141
$4.54M ﹤0.01%
20,544
+5,062
142
$4.42M ﹤0.01%
171,842
-14,278
143
$4.41M ﹤0.01%
56,687
+29,958
144
$4.41M ﹤0.01%
+67,428
145
$4.4M ﹤0.01%
161,970
+130,074
146
$4.39M ﹤0.01%
252,011
-210,031
147
$4.38M ﹤0.01%
+60,569
148
$4.38M ﹤0.01%
67,247
+51,092
149
$4.34M ﹤0.01%
+38,526
150
$4.34M ﹤0.01%
+2,552