Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$1.84M 0.08%
36,283
+2,443
127
$1.83M 0.08%
34,546
+15,856
128
$1.82M 0.08%
+8,629
129
$1.82M 0.08%
28,099
+18,363
130
$1.77M 0.08%
29,735
-5,793
131
$1.76M 0.08%
201,752
-152,384
132
$1.76M 0.08%
52,715
+29,032
133
$1.72M 0.07%
+27,726
134
$1.7M 0.07%
44,156
-41,152
135
$1.68M 0.07%
6,555
-15,381
136
$1.68M 0.07%
21,195
+20,248
137
$1.67M 0.07%
+15,519
138
$1.64M 0.07%
+29,429
139
$1.63M 0.07%
+16,236
140
$1.63M 0.07%
25,428
+24,439
141
$1.62M 0.07%
51,040
+12,344
142
$1.62M 0.07%
14,800
+6,988
143
$1.61M 0.07%
+14,092
144
$1.6M 0.07%
84,107
+79,485
145
$1.6M 0.07%
29,724
-5,876
146
$1.6M 0.07%
18,492
+14,818
147
$1.59M 0.07%
31,747
+24,222
148
$1.59M 0.07%
+2,706
149
$1.59M 0.07%
+31,840
150
$1.58M 0.07%
31,951
+27,486