Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$1.35M 0.09%
+14,544
127
$1.34M 0.09%
+33,205
128
$1.33M 0.09%
30,824
+8,508
129
$1.32M 0.09%
85,250
-2,408,150
130
$1.31M 0.09%
+99,812
131
$1.31M 0.09%
33,536
+19,777
132
$1.31M 0.09%
177,916
+133,255
133
$1.29M 0.09%
16,603
+16,011
134
$1.25M 0.08%
42,892
-122,690
135
$1.21M 0.08%
40,137
+27,090
136
$1.2M 0.08%
+11,001
137
$1.2M 0.08%
17,879
+10,841
138
$1.19M 0.08%
30,831
+15,706
139
$1.18M 0.08%
112,209
+108,718
140
$1.18M 0.08%
13,045
+5,192
141
$1.17M 0.08%
55,864
+50,012
142
$1.17M 0.08%
+32,362
143
$1.17M 0.08%
87,032
+64,870
144
$1.15M 0.08%
103,884
+58,992
145
$1.12M 0.07%
20,702
+2,203
146
$1.12M 0.07%
11,957
+11,574
147
$1.12M 0.07%
15,187
-95,432
148
$1.1M 0.07%
42,468
+14,308
149
$1.1M 0.07%
+72,417
150
$1.08M 0.07%
18,205
-98,354