Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$787K 0.09%
+97,551
127
$764K 0.09%
+7,228
128
$760K 0.09%
20,431
+11,633
129
$759K 0.09%
3,825
-11,788
130
$752K 0.09%
+13,175
131
$746K 0.09%
+13,247
132
$744K 0.09%
+83,393
133
$743K 0.09%
+1,973
134
$737K 0.09%
+52,143
135
$736K 0.09%
+7,728
136
$736K 0.09%
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137
$731K 0.09%
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138
$731K 0.09%
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139
$722K 0.08%
7,182
-13,406
140
$686K 0.08%
+7,410
141
$681K 0.08%
+14,402
142
$667K 0.08%
+18,814
143
$664K 0.08%
6,240
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144
$653K 0.08%
17,307
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145
$625K 0.07%
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146
$625K 0.07%
+6,484
147
$623K 0.07%
+6,432
148
$622K 0.07%
+14,700
149
$619K 0.07%
6,976
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150
$610K 0.07%
+13,772