Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1451
$28K ﹤0.01%
+537
1452
$28K ﹤0.01%
7,154
+3,318
1453
$28K ﹤0.01%
1,974
-3,104
1454
$27K ﹤0.01%
+3,860
1455
$27K ﹤0.01%
562
-843
1456
$27K ﹤0.01%
+695
1457
$27K ﹤0.01%
2,503
+884
1458
$27K ﹤0.01%
7,890
-4,853
1459
$27K ﹤0.01%
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1460
$27K ﹤0.01%
12,412
+5,314
1461
$27K ﹤0.01%
2,428
+1,705
1462
$27K ﹤0.01%
2,131
-455
1463
$27K ﹤0.01%
2,756
-2,160
1464
$26K ﹤0.01%
8,571
+4,345
1465
$26K ﹤0.01%
21,188
-29,766
1466
$26K ﹤0.01%
+318
1467
$26K ﹤0.01%
9,790
-1,564
1468
$26K ﹤0.01%
+110
1469
$26K ﹤0.01%
+344
1470
$26K ﹤0.01%
593
-357
1471
$26K ﹤0.01%
1,218
+647
1472
$26K ﹤0.01%
+168
1473
$26K ﹤0.01%
5,471
+5,382
1474
$25K ﹤0.01%
2,752
+2,492
1475
$25K ﹤0.01%
+752