Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1451
$158K ﹤0.01%
4,385
1452
$157K ﹤0.01%
511
1453
$156K ﹤0.01%
18,154
-755
1454
$155K ﹤0.01%
8,816
1455
$155K ﹤0.01%
776
+26
1456
$155K ﹤0.01%
1,890
+25
1457
$154K ﹤0.01%
1,937
1458
$154K ﹤0.01%
36
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1459
$154K ﹤0.01%
40,519
-3,600
1460
$154K ﹤0.01%
5,162
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$153K ﹤0.01%
9,476
+5,689
1462
$153K ﹤0.01%
3,166
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1463
$153K ﹤0.01%
5,090
-7
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$153K ﹤0.01%
9,275
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$153K ﹤0.01%
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$153K ﹤0.01%
6,116
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$152K ﹤0.01%
4,158
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$152K ﹤0.01%
8,019
1469
$150K ﹤0.01%
5,511
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$150K ﹤0.01%
6,157
+1
1471
$150K ﹤0.01%
1,993
1472
$150K ﹤0.01%
1,712
+1,574
1473
$150K ﹤0.01%
3,320
1474
$150K ﹤0.01%
7,135
1475
$149K ﹤0.01%
10,818
-400