Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1451
$94K ﹤0.01%
1,520
-13,125
1452
$94K ﹤0.01%
+448
1453
$94K ﹤0.01%
17,565
+14,932
1454
$94K ﹤0.01%
+8,648
1455
$94K ﹤0.01%
+6,538
1456
$93K ﹤0.01%
950
+440
1457
$93K ﹤0.01%
858
+677
1458
$93K ﹤0.01%
1,670
-7,344
1459
$93K ﹤0.01%
1,029
+929
1460
$93K ﹤0.01%
+1,934
1461
$93K ﹤0.01%
+6,596
1462
$92K ﹤0.01%
+1,843
1463
$92K ﹤0.01%
2,646
-5,675
1464
$92K ﹤0.01%
+3,269
1465
$92K ﹤0.01%
1,241
+15
1466
$92K ﹤0.01%
+805
1467
$92K ﹤0.01%
792
+467
1468
$92K ﹤0.01%
+1,074
1469
$92K ﹤0.01%
+1,241
1470
$92K ﹤0.01%
3,402
+273
1471
$91K ﹤0.01%
8,285
+6,897
1472
$91K ﹤0.01%
2,150
-774
1473
$91K ﹤0.01%
+1,395
1474
$91K ﹤0.01%
+9,244
1475
$91K ﹤0.01%
3,834
+2,211