Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1451
$28K ﹤0.01%
4,473
+2,411
1452
$28K ﹤0.01%
+1,461
1453
$28K ﹤0.01%
774
+447
1454
$27K ﹤0.01%
+314
1455
$27K ﹤0.01%
+2,874
1456
$27K ﹤0.01%
+574
1457
$27K ﹤0.01%
+2,032
1458
$26K ﹤0.01%
381
+261
1459
$26K ﹤0.01%
+200
1460
$26K ﹤0.01%
718
-198
1461
$26K ﹤0.01%
1,264
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1462
$26K ﹤0.01%
+639
1463
$26K ﹤0.01%
+168
1464
$26K ﹤0.01%
1,347
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1465
$25K ﹤0.01%
+1,423
1466
$25K ﹤0.01%
+433
1467
$25K ﹤0.01%
978
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1468
$25K ﹤0.01%
3,681
-703
1469
$25K ﹤0.01%
348
-11,193
1470
$25K ﹤0.01%
2,525
-11,787
1471
$25K ﹤0.01%
1,940
-24,231
1472
$25K ﹤0.01%
3,456
-5,117
1473
$24K ﹤0.01%
2,795
-115
1474
$24K ﹤0.01%
+1,114
1475
$24K ﹤0.01%
+1,109