Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$100K ﹤0.01%
1,203
-90
1427
$100K ﹤0.01%
4,716
-5,484
1428
$100K ﹤0.01%
353
-405
1429
$100K ﹤0.01%
5,442
+2,060
1430
$99K ﹤0.01%
20,293
+47
1431
$98K ﹤0.01%
2,396
-9,261
1432
$98K ﹤0.01%
796
-446
1433
$98K ﹤0.01%
1,452
+191
1434
$98K ﹤0.01%
3,434
-755
1435
$97K ﹤0.01%
330
-62,810
1436
$97K ﹤0.01%
+1,548
1437
$97K ﹤0.01%
4,275
-4,279
1438
$96K ﹤0.01%
7,044
+490
1439
$96K ﹤0.01%
8,180
-772
1440
$95K ﹤0.01%
3,177
-14,065
1441
$95K ﹤0.01%
+2,517
1442
$95K ﹤0.01%
+631
1443
$95K ﹤0.01%
8,907
+6,621
1444
$95K ﹤0.01%
2,530
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1445
$95K ﹤0.01%
+484
1446
$95K ﹤0.01%
33,382
-20,492
1447
$95K ﹤0.01%
32,407
+21,638
1448
$94K ﹤0.01%
+2,554
1449
$94K ﹤0.01%
2,128
-14,696
1450
$94K ﹤0.01%
+1,131