Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$24K ﹤0.01%
12,129
+1,515
1427
$24K ﹤0.01%
2,100
+1,245
1428
$24K ﹤0.01%
9,212
+3,620
1429
$24K ﹤0.01%
1,611
-10,829
1430
$23K ﹤0.01%
1,211
-16,052
1431
$23K ﹤0.01%
+500
1432
$23K ﹤0.01%
251
-20,759
1433
$23K ﹤0.01%
+2,550
1434
$23K ﹤0.01%
+612
1435
$23K ﹤0.01%
10,158
+5,253
1436
$23K ﹤0.01%
1,545
-4,712
1437
$23K ﹤0.01%
+1,103
1438
$23K ﹤0.01%
+4,221
1439
$23K ﹤0.01%
+583
1440
$22K ﹤0.01%
+3,082
1441
$22K ﹤0.01%
3,193
+1,248
1442
$22K ﹤0.01%
1,519
+500
1443
$22K ﹤0.01%
+1,042
1444
$22K ﹤0.01%
+1,261
1445
$22K ﹤0.01%
+886
1446
$22K ﹤0.01%
+2,026
1447
$22K ﹤0.01%
4,884
-3,172
1448
$22K ﹤0.01%
24
+15
1449
$22K ﹤0.01%
+7,976
1450
$22K ﹤0.01%
+1,582