Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$22K ﹤0.01%
6,297
+897
1427
$21K ﹤0.01%
418
-1,316
1428
$21K ﹤0.01%
2,067
-3,714
1429
$21K ﹤0.01%
+4,341
1430
$21K ﹤0.01%
500
-92,354
1431
$21K ﹤0.01%
2,926
-5,495
1432
$21K ﹤0.01%
+1,768
1433
$21K ﹤0.01%
+300
1434
$21K ﹤0.01%
2,571
+2,402
1435
$21K ﹤0.01%
9,502
-15,251
1436
$21K ﹤0.01%
+807
1437
$21K ﹤0.01%
524
-7,327
1438
$21K ﹤0.01%
9,512
+8,009
1439
$20K ﹤0.01%
2,417
-14,690
1440
$20K ﹤0.01%
90
+61
1441
$20K ﹤0.01%
2,268
+1,909
1442
$20K ﹤0.01%
+385
1443
$20K ﹤0.01%
+300
1444
$20K ﹤0.01%
2,293
+2,250
1445
$20K ﹤0.01%
1,450
+350
1446
$20K ﹤0.01%
1,339
-34,012
1447
$20K ﹤0.01%
2,563
-7,799
1448
$20K ﹤0.01%
3,155
+2,481
1449
$20K ﹤0.01%
+710
1450
$20K ﹤0.01%
+192