Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$11K ﹤0.01%
+9,697
1427
$11K ﹤0.01%
559
+459
1428
$10K ﹤0.01%
+2
1429
$10K ﹤0.01%
+700
1430
$10K ﹤0.01%
1,414
+1,156
1431
$10K ﹤0.01%
+705
1432
$10K ﹤0.01%
5,351
-4,371
1433
$10K ﹤0.01%
+484
1434
$10K ﹤0.01%
4,928
+4,728
1435
$10K ﹤0.01%
319
-15
1436
$10K ﹤0.01%
+875
1437
$10K ﹤0.01%
381
+60
1438
$10K ﹤0.01%
+282
1439
$10K ﹤0.01%
+1,272
1440
$10K ﹤0.01%
15
-400
1441
$10K ﹤0.01%
4,799
-17,242
1442
$10K ﹤0.01%
1,989
-1,530
1443
$9K ﹤0.01%
1,123
-6,012
1444
$9K ﹤0.01%
+2,112
1445
$9K ﹤0.01%
724
-27,469
1446
$9K ﹤0.01%
+296
1447
$9K ﹤0.01%
+428
1448
$9K ﹤0.01%
+368
1449
$9K ﹤0.01%
+460
1450
$9K ﹤0.01%
+396