Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$12K ﹤0.01%
2,246
-4,015
1427
$12K ﹤0.01%
758
-200
1428
$12K ﹤0.01%
3,939
-54,314
1429
$12K ﹤0.01%
+1,203
1430
$11K ﹤0.01%
+51
1431
$11K ﹤0.01%
+100
1432
$11K ﹤0.01%
528
+499
1433
$11K ﹤0.01%
297
-543
1434
$11K ﹤0.01%
458
-3,133
1435
$11K ﹤0.01%
503
-185
1436
$11K ﹤0.01%
3,941
-16,724
1437
$11K ﹤0.01%
268
-600
1438
$11K ﹤0.01%
438
-1,371
1439
$11K ﹤0.01%
8,871
-19,042
1440
$11K ﹤0.01%
100
-77
1441
$11K ﹤0.01%
856
-2,532
1442
$11K ﹤0.01%
1,383
-121
1443
$11K ﹤0.01%
+2,650
1444
$11K ﹤0.01%
234
-483
1445
$11K ﹤0.01%
471
-301
1446
$11K ﹤0.01%
211
-9,955
1447
$11K ﹤0.01%
478
-134
1448
$11K ﹤0.01%
796
-14,076
1449
$11K ﹤0.01%
183
-14,816
1450
$10K ﹤0.01%
1,028
+603