Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$19K ﹤0.01%
+369
1427
$19K ﹤0.01%
216
-1,596
1428
$19K ﹤0.01%
+652
1429
$19K ﹤0.01%
21,300
+5,753
1430
$19K ﹤0.01%
264
+33
1431
$19K ﹤0.01%
1,060
+368
1432
$19K ﹤0.01%
1,196
+176
1433
$19K ﹤0.01%
700
-625
1434
$18K ﹤0.01%
+2,766
1435
$18K ﹤0.01%
+1,088
1436
$18K ﹤0.01%
+355
1437
$18K ﹤0.01%
786
+126
1438
$18K ﹤0.01%
2,241
-4,178
1439
$18K ﹤0.01%
342
+7
1440
$18K ﹤0.01%
763
-1,381
1441
$18K ﹤0.01%
+1,659
1442
$18K ﹤0.01%
314
-5,672
1443
$18K ﹤0.01%
587
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1444
$17K ﹤0.01%
618
-143
1445
$17K ﹤0.01%
+8
1446
$17K ﹤0.01%
+841
1447
$17K ﹤0.01%
1,149
-3,944
1448
$17K ﹤0.01%
132
-6,908
1449
$17K ﹤0.01%
+249
1450
$17K ﹤0.01%
+200