Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$12K ﹤0.01%
60
1427
$12K ﹤0.01%
46
-215
1428
$12K ﹤0.01%
156
-2,119
1429
$12K ﹤0.01%
+100
1430
$12K ﹤0.01%
62
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1431
$12K ﹤0.01%
+935
1432
$12K ﹤0.01%
2,947
+2,749
1433
$12K ﹤0.01%
+854
1434
$11K ﹤0.01%
+4,964
1435
$11K ﹤0.01%
+357
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$11K ﹤0.01%
+596
1437
$11K ﹤0.01%
336
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1438
$11K ﹤0.01%
649
+436
1439
$11K ﹤0.01%
600
-119,818
1440
$11K ﹤0.01%
701
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1441
$11K ﹤0.01%
+1,568
1442
$11K ﹤0.01%
+181
1443
$11K ﹤0.01%
33
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1444
$11K ﹤0.01%
+1,311
1445
$11K ﹤0.01%
715
-1,379
1446
$11K ﹤0.01%
175
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1447
$11K ﹤0.01%
+800
1448
$11K ﹤0.01%
1,250
-4,361
1449
$11K ﹤0.01%
+500
1450
$11K ﹤0.01%
1,150
+75