Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.71%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$51K ﹤0.01%
2,858
+1,264
1402
$51K ﹤0.01%
+242
1403
$51K ﹤0.01%
+4,415
1404
$51K ﹤0.01%
+1,556
1405
$50K ﹤0.01%
+7,297
1406
$50K ﹤0.01%
1,405
-4,475
1407
$50K ﹤0.01%
1,715
+56
1408
$50K ﹤0.01%
1,236
-28,800
1409
$50K ﹤0.01%
3,299
-51,613
1410
$50K ﹤0.01%
7,024
+3,712
1411
$50K ﹤0.01%
1,647
-193
1412
$50K ﹤0.01%
2,139
-6,369
1413
$49K ﹤0.01%
+1,189
1414
$49K ﹤0.01%
493
-13,985
1415
$49K ﹤0.01%
910
-6,485
1416
$49K ﹤0.01%
52,680
-122,302
1417
$49K ﹤0.01%
15,827
-2,870
1418
$48K ﹤0.01%
19,969
-142,254
1419
$48K ﹤0.01%
12,620
-7,531
1420
$48K ﹤0.01%
10,327
+9,871
1421
$48K ﹤0.01%
+25,222
1422
$48K ﹤0.01%
45,034
+42,792
1423
$48K ﹤0.01%
716
+206
1424
$48K ﹤0.01%
492
-6,171
1425
$48K ﹤0.01%
+227