Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$49K ﹤0.01%
960
-846
1402
$49K ﹤0.01%
537
+394
1403
$49K ﹤0.01%
5,064
-10,494
1404
$49K ﹤0.01%
38,642
-12,734
1405
$49K ﹤0.01%
10,455
-39,309
1406
$49K ﹤0.01%
13,636
+4,739
1407
$49K ﹤0.01%
13,746
+2,684
1408
$49K ﹤0.01%
+510
1409
$49K ﹤0.01%
+2,839
1410
$49K ﹤0.01%
12,260
-10,185
1411
$49K ﹤0.01%
+337
1412
$49K ﹤0.01%
2,239
+1,217
1413
$49K ﹤0.01%
3,165
+780
1414
$48K ﹤0.01%
1,250
-4,470
1415
$48K ﹤0.01%
+753
1416
$48K ﹤0.01%
5,992
+4,889
1417
$48K ﹤0.01%
2,329
+1,971
1418
$48K ﹤0.01%
1,925
-13,655
1419
$48K ﹤0.01%
+505
1420
$48K ﹤0.01%
2,196
+326
1421
$47K ﹤0.01%
3,261
+1,940
1422
$47K ﹤0.01%
501
-202
1423
$47K ﹤0.01%
354
-10,480
1424
$47K ﹤0.01%
25,793
+16,122
1425
$47K ﹤0.01%
2,147
+112