Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$53K ﹤0.01%
494
-1,900
1402
$53K ﹤0.01%
+9,727
1403
$53K ﹤0.01%
17,957
-2,192
1404
$53K ﹤0.01%
1,859
+652
1405
$53K ﹤0.01%
49,423
+36,530
1406
$52K ﹤0.01%
+49,560
1407
$52K ﹤0.01%
830
-582
1408
$52K ﹤0.01%
+2,664
1409
$52K ﹤0.01%
+1,572
1410
$52K ﹤0.01%
890
1411
$51K ﹤0.01%
+951
1412
$51K ﹤0.01%
20,214
-22,623
1413
$51K ﹤0.01%
15,890
-24,064
1414
$51K ﹤0.01%
+9,606
1415
$51K ﹤0.01%
23,000
-9,077
1416
$51K ﹤0.01%
612
-575
1417
$50K ﹤0.01%
1,093
+1,077
1418
$50K ﹤0.01%
8,884
+5,561
1419
$50K ﹤0.01%
9,451
-6,637
1420
$50K ﹤0.01%
38,623
-15,980
1421
$50K ﹤0.01%
+705
1422
$50K ﹤0.01%
25,096
+23,159
1423
$50K ﹤0.01%
7,335
-6,396
1424
$50K ﹤0.01%
+2,152
1425
$50K ﹤0.01%
100