Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.52%
2 Consumer Discretionary 13.81%
3 Healthcare 11.41%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$130K ﹤0.01%
17,136
+8,280
1402
$130K ﹤0.01%
749
-383
1403
$130K ﹤0.01%
2,895
-27,958
1404
$130K ﹤0.01%
+16,291
1405
$130K ﹤0.01%
+14,452
1406
$129K ﹤0.01%
41,146
-3,575
1407
$129K ﹤0.01%
34,238
+28,657
1408
$129K ﹤0.01%
8,701
+8,690
1409
$129K ﹤0.01%
34,977
+14,711
1410
$129K ﹤0.01%
4,750
+4,715
1411
$128K ﹤0.01%
3,143
-22,927
1412
$128K ﹤0.01%
+2,810
1413
$128K ﹤0.01%
3,628
-144,538
1414
$128K ﹤0.01%
+1,813
1415
$128K ﹤0.01%
+2,657
1416
$128K ﹤0.01%
521
-500
1417
$127K ﹤0.01%
2,945
-5,731
1418
$127K ﹤0.01%
+2,978
1419
$127K ﹤0.01%
+4,405
1420
$127K ﹤0.01%
18,372
+12,135
1421
$127K ﹤0.01%
5,834
-21,062
1422
$127K ﹤0.01%
18,297
-12,709
1423
$127K ﹤0.01%
+10,395
1424
$126K ﹤0.01%
+5,548
1425
$126K ﹤0.01%
+13,210