Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$171K ﹤0.01%
959
1402
$171K ﹤0.01%
22,341
1403
$170K ﹤0.01%
10,504
+300
1404
$170K ﹤0.01%
10,386
+100
1405
$170K ﹤0.01%
2,617
1406
$169K ﹤0.01%
20,742
+446
1407
$169K ﹤0.01%
3,622
+100
1408
$169K ﹤0.01%
2,727
1409
$168K ﹤0.01%
6,993
1410
$168K ﹤0.01%
20,308
+1
1411
$168K ﹤0.01%
1,247
-20
1412
$168K ﹤0.01%
27,682
+2,980
1413
$168K ﹤0.01%
15,936
-2,152
1414
$168K ﹤0.01%
26,716
+27
1415
$167K ﹤0.01%
45
1416
$167K ﹤0.01%
12,981
-600
1417
$167K ﹤0.01%
3,738
+550
1418
$166K ﹤0.01%
841
1419
$166K ﹤0.01%
30,298
-11
1420
$166K ﹤0.01%
56
+3
1421
$165K ﹤0.01%
4,672
+2,145
1422
$165K ﹤0.01%
950
1423
$165K ﹤0.01%
7,138
1424
$165K ﹤0.01%
2,835
1425
$165K ﹤0.01%
15,545
-199