Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$179K ﹤0.01%
6,959
+1,612
1402
$178K ﹤0.01%
936
-2,292
1403
$177K ﹤0.01%
10,165
+9,720
1404
$176K ﹤0.01%
+11,197
1405
$176K ﹤0.01%
9,784
+2,512
1406
$175K ﹤0.01%
11,688
-71,183
1407
$175K ﹤0.01%
1,715
+677
1408
$175K ﹤0.01%
26,689
+11,035
1409
$175K ﹤0.01%
11,381
+9,718
1410
$174K ﹤0.01%
2,984
-6,211
1411
$174K ﹤0.01%
28,476
-44,012
1412
$174K ﹤0.01%
13,183
+10,573
1413
$174K ﹤0.01%
1,305
+33
1414
$174K ﹤0.01%
508
+178
1415
$173K ﹤0.01%
44,608
+38,466
1416
$173K ﹤0.01%
20,307
+4,050
1417
$173K ﹤0.01%
2,617
+2,403
1418
$172K ﹤0.01%
6,993
+6,894
1419
$172K ﹤0.01%
+2,969
1420
$172K ﹤0.01%
+1,763
1421
$172K ﹤0.01%
3,002
+685
1422
$171K ﹤0.01%
27,833
-6,304
1423
$171K ﹤0.01%
+4,625
1424
$171K ﹤0.01%
1,923
+1,092
1425
$171K ﹤0.01%
49,188
+4,870