Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$24K ﹤0.01%
+9,683
1402
$24K ﹤0.01%
22,216
-13,475
1403
$24K ﹤0.01%
10,007
-22,123
1404
$24K ﹤0.01%
+997
1405
$24K ﹤0.01%
1,347
-115
1406
$23K ﹤0.01%
+990
1407
$23K ﹤0.01%
9,299
+1,530
1408
$23K ﹤0.01%
6,058
-5,750
1409
$23K ﹤0.01%
+1,730
1410
$23K ﹤0.01%
+348
1411
$23K ﹤0.01%
581
-40,213
1412
$23K ﹤0.01%
100
-17,999
1413
$23K ﹤0.01%
+1,479
1414
$23K ﹤0.01%
14,014
-10,019
1415
$23K ﹤0.01%
980
-731
1416
$23K ﹤0.01%
+444
1417
$22K ﹤0.01%
1,412
-3,726
1418
$22K ﹤0.01%
+441
1419
$22K ﹤0.01%
+2,166
1420
$22K ﹤0.01%
+1,136
1421
$22K ﹤0.01%
+4,759
1422
$22K ﹤0.01%
+1,677
1423
$22K ﹤0.01%
4,799
-3,169
1424
$22K ﹤0.01%
3,390
+1,806
1425
$22K ﹤0.01%
+9,173