Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$86.9M
2 +$25.5M
3 +$12.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$12.3M
5
RHT
Red Hat Inc
RHT
+$11.4M

Top Sells

1 +$66M
2 +$60.3M
3 +$33.9M
4
AAPL icon
Apple
AAPL
+$21.1M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

1 Communication Services 17.01%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$12K ﹤0.01%
1,204
-260
1402
$12K ﹤0.01%
+543
1403
$12K ﹤0.01%
+439
1404
$12K ﹤0.01%
+440
1405
$12K ﹤0.01%
1,110
-7,907
1406
$12K ﹤0.01%
225
+153
1407
$12K ﹤0.01%
846
-5,748
1408
$12K ﹤0.01%
+228
1409
$12K ﹤0.01%
510
-491
1410
$12K ﹤0.01%
632
+8
1411
$12K ﹤0.01%
3,922
-9,064
1412
$12K ﹤0.01%
+1,167
1413
$12K ﹤0.01%
2,712
+1,257
1414
$12K ﹤0.01%
+2,589
1415
$12K ﹤0.01%
+1,595
1416
$12K ﹤0.01%
11,201
+8,390
1417
$12K ﹤0.01%
1,271
-2,751
1418
$11K ﹤0.01%
517
-159
1419
$11K ﹤0.01%
+315
1420
$11K ﹤0.01%
683
+325
1421
$11K ﹤0.01%
999
-668
1422
$11K ﹤0.01%
165
+140
1423
$11K ﹤0.01%
+219
1424
$11K ﹤0.01%
1,019
+706
1425
$11K ﹤0.01%
+273