Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$13K ﹤0.01%
316
-122,756
1402
$13K ﹤0.01%
556
+420
1403
$13K ﹤0.01%
+187
1404
$13K ﹤0.01%
296
+246
1405
$13K ﹤0.01%
1,203
-11,185
1406
$13K ﹤0.01%
+1,391
1407
$13K ﹤0.01%
+618
1408
$13K ﹤0.01%
1,153
-12,010
1409
$13K ﹤0.01%
+6,675
1410
$13K ﹤0.01%
+1,058
1411
$13K ﹤0.01%
+487
1412
$12K ﹤0.01%
+2,706
1413
$12K ﹤0.01%
5,003
-5,056
1414
$12K ﹤0.01%
382
-29,965
1415
$12K ﹤0.01%
+1,251
1416
$12K ﹤0.01%
+600
1417
$12K ﹤0.01%
165
-247
1418
$12K ﹤0.01%
168
+130
1419
$12K ﹤0.01%
13,840
+12,896
1420
$12K ﹤0.01%
27
-1,084
1421
$12K ﹤0.01%
979
-13,756
1422
$12K ﹤0.01%
+1,086
1423
$12K ﹤0.01%
+1,646
1424
$12K ﹤0.01%
784
-120
1425
$12K ﹤0.01%
369
+238