Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$32K ﹤0.01%
567
+471
1402
$32K ﹤0.01%
512
-4,045
1403
$32K ﹤0.01%
1,785
-976
1404
$32K ﹤0.01%
2,351
-13,881
1405
$32K ﹤0.01%
1,460
-2,945
1406
$32K ﹤0.01%
+998
1407
$32K ﹤0.01%
+3,715
1408
$32K ﹤0.01%
+502
1409
$32K ﹤0.01%
16,600
+14,077
1410
$32K ﹤0.01%
4,479
+3,697
1411
$32K ﹤0.01%
+239
1412
$31K ﹤0.01%
945
+637
1413
$31K ﹤0.01%
1,012
-2,348
1414
$31K ﹤0.01%
+222
1415
$31K ﹤0.01%
+1,000
1416
$31K ﹤0.01%
+3,740
1417
$31K ﹤0.01%
5,589
+5,489
1418
$30K ﹤0.01%
5,027
-23,834
1419
$30K ﹤0.01%
3,131
-3,184
1420
$30K ﹤0.01%
+1,531
1421
$30K ﹤0.01%
+64
1422
$30K ﹤0.01%
+446
1423
$30K ﹤0.01%
+43
1424
$30K ﹤0.01%
404
+306
1425
$30K ﹤0.01%
+1,417