Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$16K ﹤0.01%
3,285
-1,362
1402
$16K ﹤0.01%
399
-490
1403
$16K ﹤0.01%
174
+18
1404
$16K ﹤0.01%
723
+339
1405
$16K ﹤0.01%
+30
1406
$16K ﹤0.01%
918
-4,387
1407
$16K ﹤0.01%
5,980
+3,771
1408
$15K ﹤0.01%
243
-4,578
1409
$15K ﹤0.01%
+200
1410
$15K ﹤0.01%
1,216
-2,910
1411
$15K ﹤0.01%
1,800
-11,044
1412
$15K ﹤0.01%
+735
1413
$15K ﹤0.01%
+4,329
1414
$15K ﹤0.01%
+2,268
1415
$15K ﹤0.01%
678
-8,290
1416
$15K ﹤0.01%
2,640
+1,354
1417
$15K ﹤0.01%
+7,277
1418
$15K ﹤0.01%
750
-2,616
1419
$14K ﹤0.01%
+374
1420
$14K ﹤0.01%
436
+60
1421
$14K ﹤0.01%
2,965
-46,056
1422
$14K ﹤0.01%
+518
1423
$14K ﹤0.01%
+285
1424
$14K ﹤0.01%
1,254
+647
1425
$14K ﹤0.01%
+534