Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,542
New
Increased
Reduced
Closed

Top Buys

1 +$40.4M
2 +$23.1M
3 +$21.5M
4
WFC icon
Wells Fargo
WFC
+$20.8M
5
MU icon
Micron Technology
MU
+$20M

Top Sells

1 +$21.4M
2 +$15.7M
3 +$14.4M
4
LLY icon
Eli Lilly
LLY
+$10.5M
5
IBB icon
iShares Biotechnology ETF
IBB
+$8.06M

Sector Composition

1 Technology 14.18%
2 Communication Services 13.47%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$13K ﹤0.01%
675
+580
1402
$13K ﹤0.01%
+3,167
1403
$13K ﹤0.01%
+746
1404
$13K ﹤0.01%
+288
1405
$13K ﹤0.01%
+266
1406
$13K ﹤0.01%
+376
1407
$13K ﹤0.01%
+425
1408
$13K ﹤0.01%
358
+311
1409
$13K ﹤0.01%
+3,271
1410
$13K ﹤0.01%
7,824
+7,300
1411
$13K ﹤0.01%
2,917
-11,836
1412
$13K ﹤0.01%
+298
1413
$13K ﹤0.01%
1,553
-5,676
1414
$13K ﹤0.01%
+1,484
1415
$12K ﹤0.01%
136
+126
1416
$12K ﹤0.01%
+1,372
1417
$12K ﹤0.01%
+320
1418
$12K ﹤0.01%
+478
1419
$12K ﹤0.01%
151
-402
1420
$12K ﹤0.01%
357
-1,427
1421
$12K ﹤0.01%
+338
1422
$12K ﹤0.01%
5,686
+2,070
1423
$12K ﹤0.01%
60
1424
$12K ﹤0.01%
46
-215
1425
$12K ﹤0.01%
156
-2,119